Alphonse Ndzinge, Kgori Capital CEO
Organisations, in recent years, have increasingly come under pressure to keep abreast of new and complex regulatory requirements. This is possibly more so for financial services firms, where regulatory oversight and enforcement is evolving and improving; indeed, the requirements of which may extend across a number of jurisdictions.
Compliance, as a speciality and a practice, is complex and yet not something one can afford to take lightly. In many regards a specialist practice, it requires a clear grasp of requirements, processes, protocol and risks. The risk of non-compliance and a failure to actively manage any regulatory change could result in stiff…
