Director, Compliance (Newark, NJ) – Corporate Compliance Insights

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Job description

Prudential’s Corporate Compliance organization is seeking an experienced financial services leader to fill a Director, Compliance Officer (CO) role for a registered investment adviser. The CO will run the functional compliance program, which will involve: consultative discussions with business partners, oversight of the execution of a robust compliance testing program, regulatory filings, regulatory change management, and frequent strategic and…

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