Guidance from Director Dalia Blass
Director Dalia Blass of the SEC’s Division of Investment Management (the “Division”) recently delivered the keynote address for the ICI 2018 Mutual Funds and Investment Management Conference.1 Director Blass discussed four main topics: (1) the role of data in the SEC’s work, (2) the role of fund directors, (3) aspects of exchange-traded funds (ETFs) and (4) considerations related to index providers.
Data and the SEC
In her remarks, Director Blass discussed the importance of data in regulating over 20,000 registered funds…
