Behavox, a leading provider of AI-driven compliance solutions, announced an expansion of its risk coverage capabilities, specifically designed for Wealth and Asset Management firms with retail client bases. Leveraging its market-leading communication surveillance solution powered by GenAI and Large Language Models (LLM), Behavox now introduces an expanded suite of AI Risk Policies and lexicons to address a comprehensive range of risks.
“Thanks to breakthroughs Behavox made in large language models, it is now possible to bring to market a solution that many of our customers have been asking for, one that substantially reduces noise and manual effort. This is a game-changer for the industry.”
The newly enhanced AI Risk Policies enable the detection of critical compliance issues such as:
- Sales Suitability and Appropriateness
- Unfair, Unbalanced, and Misleading Communications
- Window Dressing
- Cherry Picking
This expansion is the result of Behavox’s close collaboration with existing customers who have played a pivotal role in testing, deploying, and refining the AI Risk Policies through valuable feedback.
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