REGULATORY UPDATES
Recent SEC Leadership Changes
The Securities and Exchange Commission (the “SEC”) announced the appointment of Natasha Vij Greiner and Keith E. Cassidy as interim Acting Co-Directors of the Division of Examinations (the “Division”), effective July 25, 2023, while Division Director Richard Best is on extended medical leave. Greiner and Cassidy will also continue to serve in their current leadership roles within the Division.
Greiner currently serves as Division Deputy Director, National Associate Director of the Investment Adviser/Investment Company (“IA/IC”) examination program (including the Private Funds Unit) and Associate Director of the Home Office IA/IC examination program. Greiner began her SEC career in the Division as a broker-dealer examiner and has served in a variety of roles across the agency for more than 21 years, including Acting Chief Counsel and Assistant Chief Counsel in the Division of Trading and Markets. Prior to joining the Division, Greiner spent almost a decade in the Division of Enforcement (“Enforcement”), including in its Asset Management Unit, where she investigated possible violations of the federal securities laws…
