What to Know about the SEC’s Proposed Cybersecurity Risk Management Rule

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Welcome to today’s session. We’re going to discuss the SEC’s new proposed cybersecurity risk management regulations for investment advisors, asset and fund managers. This will be the first installment of a two-part series on the topic. My name is Jerry Ravi, and I’m a Partner in EisnerAmper’s Risk and Compliance Services (RCS) practice. I specialize in focus areas around risk advisory, internal audit, technology, and process improvement. Leveraging the risk and compliance lens, our goal is to provide peace of mind to stakeholders around risk and opportunities they face every day. Whether it’s implementing new technology like AI or dealing with cybersecurity risks within an ever-changing regulatory environment, including the SEC. I’m pleased to be here with my colleague, Gaini Umarov. Gaini, can you introduce yourself?

Gaini Umarov:

Thank you, Jerry. Glad to be here. My name is Gaini Umarov. I’m a Senior Manager in the IT Risk, Data Privacy and Security department. I specialize in IT governance, risk and compliance.

JR:

What we’re going to do is break this up in a couple of different ways. We’re going to talk about first in this series, the why and the what, and then the…

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